Frank A. Neaylon

FRANK A. NEAYLON

Winnetka, IL

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CRD#: 4744047

Professional summary

Frank Angus Neaylon, who also goes by Frank Neaylon, is a registered financial advisor currently at FRANK A. NEAYLON, LLC located in Winnetka, Illinois.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Frank has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Neaylon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AS A MEMBER FOR MICHIGAN AVENUE AT 888 MT PLEASANT ST WINNETKA, IL 60093, I PROVIDE SOME PART-TIME MANAGEMENT CONSULTING SERVICES TO SMALL PRIVATELY OWNED COMPANY IN THE AREAS OF MARKETING AND CONSULTING. MY INVOLVEMENT WITH MICHIGAN AVENUE STARTED ON JANUARY 1, 2006 AND WILL COMPLETED ON MAY1, 2006. THIS ACTIVITY INVOLVES ABOUT 10% OF MY TIME WHICH IS DONE ON THE WEEKENDS. I DO NOT SPEND ANY TIME DOING BUSIENSS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Angus Neaylon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2006 - Present

FRANK A. NEAYLON, LLC

RIA

CRD#: 140322

Winnetka, IL

Past

June 2, 2004 - March 11, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

March 23, 2004 - March 11, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/2/2006)

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Exams

State Security Law Exam

IAR

Series 66

Date: 5/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/2004

General Securities Representative Examination

Current Firm

FRANK A. NEAYLON, LLC

CRD#: 140322 / SEC#:

Illinois

Registered Investment Advisory firm - (5/2/2006 Approved)

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Contact information

Main Address

Winnetka, IL

Mailing Address

Phone number

(847) 778-1275

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank A. Neaylon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Angus Neaylon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANK A. NEAYLON, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/28/2004

Series 7

Date: 3/19/2004

Current Firm

FRANK A. NEAYLON, LLC

Contact information

Documents

Red Flags

Company Information

FRANK A. NEAYLON, LLC

TRUST BUT VERIFY

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