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JD

Joanna Dossman

RETIREMENT PLANNERS OF AMERICA
Plano, TX 75093
Some features on this profile are disabled
CRD#: 4743768
JD

Professional summary

Joanna Dossman, who also goes by Joanna Gail Dossman, Joanna Thuerauf Dossman, Joanna Gail Thuerauf N/a, Joanna Gail Thuerauf, is a registered financial advisor currently at RETIREMENT PLANNERS OF AMERICA located in Plano, Texas.

Joanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joanna has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joanna Gail Dossman | Joanna Thuerauf Dossman | Joanna Gail Thuerauf N/a | Joanna Gail Thuerauf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanna Dossman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 18, 2024 - Present

RETIREMENT PLANNERS OF AMERICA

Office #1: 2820 Dallas Parkway, Plano, TX 75093
RIA
CRD#: 157222
Plano, TX
Past

February 5, 2019 - May 12, 2023

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
PROSPER, TX
Past

January 4, 2016 - June 27, 2018

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
JERSEY CITY, NJ
Past

January 13, 2014 - January 14, 2016

EDWARD JONES

RIA
CRD#: 250
PROSPER, TX
Past

February 4, 2013 - January 14, 2016

EDWARD JONES

BD
CRD#: 250
ALLEN, TX
Past

September 12, 2011 - January 22, 2013

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

May 11, 2004 - July 1, 2011

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLANNERS OF AMERICA
MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA
Registered Investment Advisory firm - (4/4/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/18/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/10/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/10/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/8/2005
General Securities Principal Examination

Current Firm

RP
RETIREMENT PLANNERS OF AMERICA
MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA
Registered Investment Advisory firm - (4/4/2011 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2820 Dallas Parkway, Plano, TX 75093
Mailing Address
Phone number
(469) 246-3600
Established
Firm type
Fiscal year end
# of Employees
126

SEC notice filing (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/28/2025)
ADV PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts15,760
AUM (Assets Under Management)$ 3,975,227,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREMENT PLANNERS OF AMERICA

CRD#: 157222Plano, TX 75093

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