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DB

Darius H. Bozorgi

VEROS CAPITAL MANAGEMENT
Santa Ana, CA 92706
Some features on this profile are disabled
CRD#: 4743570
DB

Professional summary

Darius Hughes Bozorgi is a registered financial advisor currently at VEROS CAPITAL MANAGEMENT, INC. located in Santa Ana, California.

Darius is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Darius has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darius Hughes Bozorgi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 17, 2011 - Present

VEROS CAPITAL MANAGEMENT, INC.

Office #1: 2333 N. Broadway Suite 350, Santa Ana, CA 92706
RIA
CRD#: 127904
Santa Ana, CA
Past

September 13, 2007 - August 22, 2011

VEROS CAPITAL MANAGEMENT, INC.

RIA
CRD#: 127904
SANTA ANA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/17/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/12/2007
Uniform Investment Adviser Law Examination

Current Firm

VC
VEROS CAPITAL MANAGEMENT, INC.
VEROS ASSET MANAGEMENT INC. | VEROS FINANCIAL SOLUTIONS, LLC | VEROS CAPITAL MANAGEMENT, INC.

CRD#: 127904 / SEC#:

California
Registered Investment Advisory firm - (3/16/2004 Approved)
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Contact information

Main Address
2333 N. Broadway Suite 350, Santa Ana, CA 92706
Mailing Address
Phone number
(714) 415-6300
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VEROS CAPITAL MANAGEMENT, INC.

CRD#: 127904Santa Ana, CA 92706

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