Ross G. Kronholm

CETERA INVESTMENT MANAGEMENT LLC

St Paul, MN 55101

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CRD#: 4743512

Professional summary

Ross Gunnar Kronholm, CFP®, CIMA®, who also goes by Ross Gunnar Kronholm, is a registered financial advisor currently at CETERA INVESTMENT MANAGEMENT LLC located in St Paul, Minnesota and CETERA INVESTMENT SERVICES LLC located in Saint Paul, Minnesota.

Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ross has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ross Gunnar Kronholm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FORT AWESOME LLC POSITION: Officer NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2010 ADDRESS: , Woodbury MN , United States DESCRIPTION: Officer

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Gunnar Kronholm's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 14, 2023 - Present

CETERA INVESTMENT MANAGEMENT LLC

Office #1: 400 Robert Street North, Suite 800, St Paul, MN 55101

RIA

CRD#: 165436

St Paul, MN

Current

August 14, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 15340

Saint Paul, MN

Current

August 14, 2023 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 10358

Saint Paul, MN

Current

August 14, 2023 - Present

CETERA ADVISORS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 10299

Saint Paul, MN

Current

August 15, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101

CRD#: 13572

Saint Paul, MN

Past

August 10, 2023 - August 14, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ST PAUL, MN

Past

August 10, 2023 - August 14, 2023

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

March 18, 2014 - November 8, 2021

CRI SECURITIES, LLC

RIA

CRD#: 22589

ST PAUL, MN

Past

March 5, 2014 - November 8, 2021

CRI SECURITIES, LLC

CRD#: 22589

ST PAUL, MN

Past

January 8, 2014 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST PAUL, MN

Past

November 4, 2013 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST PAUL, MN

Past

February 23, 2004 - October 27, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT MANAGEMENT LLC

CETERA INVESTMENT MANAGEMENT LLC | TOWER SQUARE INVESTMENT MANAGEMENT LLC

CRD#: 165436 / SEC#: 801-77403

RIA

Registered Investment Advisory firm - (1/3/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Minnesota
(8/14/2023)

Minnesota
(8/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/20/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT MANAGEMENT LLC

CETERA INVESTMENT MANAGEMENT LLC | TOWER SQUARE INVESTMENT MANAGEMENT LLC

CRD#: 165436 / SEC#: 801-77403

RIA

Registered Investment Advisory firm - (1/3/2013 Approved)

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Contact information

Main Address

1450 American Lane Suite 650, Schamburg, IL 60173

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CETERA INVESTMENT MANAGEMENT LLC ADV PART 2A AND 2B (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ross G. Kronholm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Gunnar Kronholm's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CRI SECURITIES, LLC

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

WADDELL & REED

Primary Firm SEC Registration

CETERA INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2013

Series 63

Date: 2/23/2004

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2013

Series 6

Date: 2/20/2004

Series 24

Date: 3/3/2014

FINRA

Current Firm

CETERA INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

CETERA INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

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