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Ross Kronholm

Ross Kronholm

CETERA INVESTMENT MANAGEMENT
St Paul, MN 55101
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CRD#: 4743512
Ross Kronholm

Professional summary

Ross Kronholm, CFP®, CIMA®, who also goes by Ross Gunnar Kronholm, is a registered financial advisor currently at CETERA INVESTMENT MANAGEMENT LLC located in St Paul, Minnesota and CETERA INVESTMENT SERVICES LLC located in Saint Paul, Minnesota.

Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Ross has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ross Gunnar Kronholm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Kronholm's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

CIMA®

Certified Investment Management Analyst

Experience

Current

August 14, 2023 - Present

CETERA INVESTMENT MANAGEMENT LLC

Office #1: 400 Robert Street North, Suite 800, St Paul, MN 55101
RIA
CRD#: 165436
St Paul, MN
Current

August 14, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 15340
Saint Paul, MN
Current

August 14, 2023 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 10358
Saint Paul, MN
Current

August 14, 2023 - Present

CETERA ADVISORS LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 10299
Saint Paul, MN
Current

August 15, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101
BD
CRD#: 13572
Saint Paul, MN
Past

August 10, 2023 - August 14, 2023

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
ST PAUL, MN
Past

August 10, 2023 - August 14, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

March 18, 2014 - November 8, 2021

CRI SECURITIES, LLC

RIA
CRD#: 22589
ST PAUL, MN
Past

March 5, 2014 - November 8, 2021

CRI SECURITIES, LLC

BD
CRD#: 22589
ST PAUL, MN
Past

January 8, 2014 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
ST PAUL, MN
Past

November 4, 2013 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST PAUL, MN
Past

February 23, 2004 - October 27, 2005

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT MANAGEMENT LLC
CETERA INVESTMENT MANAGEMENT LLC | TOWER SQUARE INVESTMENT MANAGEMENT LLC

CRD#: 165436 / SEC#: 801-77403

RIA
Registered Investment Advisory firm - (1/3/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Minnesota
(8/14/2023)
RR
Minnesota
(8/15/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/9/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/23/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/20/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/3/2014
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT MANAGEMENT LLC
CETERA INVESTMENT MANAGEMENT LLC | TOWER SQUARE INVESTMENT MANAGEMENT LLC

CRD#: 165436 / SEC#: 801-77403

RIA
Registered Investment Advisory firm - (1/3/2013 Approved)
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Contact information

Main Address
1450 American Lane Suite 650, Schamburg, IL 60173
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CETERA INVESTMENT MANAGEMENT LLC ADV PART 2A AND 2B (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT MANAGEMENT LLC

CRD#: 165436St Paul, MN 55101

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