DH
David T. Heymann
TREK FINANCIAL
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 4743495
DH
Professional summary
David Tyler Heymann, who also goes by David Tyler Busse, D Tyler Heymann, Tyler Heymann, is a registered financial advisor currently at TREK FINANCIAL located in Scottsdale, Arizona.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Tyler Busse | D Tyler Heymann | Tyler Heymann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Insurance Licensed 2. Mr. Heymann is a Managing Member of TBH, LLC, since December 2020. This is an investment related activity, located in Scottsdale, AZ. TBH, LLC is the holder of a convertible note for a software systems company. Mr. Heymann spends approximately 1 hour per month or less than 1% of his time during trading hours on this activity. 3. Mr. Heymann is a board member of Affisio, LLC, since March 2021. This is an investment related activity, located in Scottsdale, AZ. Affisio, LLC is the holder of a convertible note for a software systems company. Mr. Heymann spends approximately 1 hour per month or less than 1% of his time during trading hours on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Tyler Heymann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2023 - Present
TREK FINANCIAL
Office #1: 8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255RIA
CRD#: 109376
Scottsdale, AZ
Past
November 16, 2021 - April 7, 2023
HERITAGE WEALTH MANAGEMENT, LLC
RIA
CRD#: 287909
PHOENIX, AZ
Past
February 26, 2014 - June 23, 2017
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
SCOTTSDALE, AZ
Past
February 20, 2014 - June 23, 2017
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SCOTTSDALE, AZ
Past
January 13, 2012 - June 22, 2022
PRISM FINANCIAL CONCEPTS
RIA
CRD#: 159382
SCOTTSDALE, AZ
Past
June 19, 2008 - August 1, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SCOTTSDALE, AZ
Past
June 19, 2008 - February 28, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SCOTTSDALE, AZ
Past
March 28, 2006 - June 26, 2008
CETERA ADVISORS LLC
RIA
CRD#: 10299
SCOTTSDALE, AZ
Past
February 24, 2006 - June 26, 2008
CETERA ADVISORS LLC
BD
CRD#: 10299
SCOTTSDALE, AZ
Past
August 8, 2005 - February 24, 2006
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
PHOENIX, AZ
Past
March 9, 2004 - February 24, 2006
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - (11/15/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TF
TREK FINANCIAL
BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.
CRD#: 109376 / SEC#: 801-58087
RIA
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Contact information
Main Address
8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 483-1510
Established
Firm type
Fiscal year end
# of Employees
56
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,057 |
| AUM (Assets Under Management) | $ 2,492,708,552 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
