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Brian Andrew Murphy

CRD# 4743164·Registered 2004 - 2019
Barred: Brian Andrew Murphy was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Brian Andrew Murphy was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 2004 - 2019. Brian had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

FOX WEALTH ADVISORS LLC·CRD# 142012
RIA
Carrollton, TX
March 2, 2007 - May 30, 2019
FOX FINANCIAL MANAGEMENT CORPORATION·CRD# 134277
BD
Carrollton, TX
January 3, 2007 - December 24, 2013
EMERSON EQUITY LLC·CRD# 130032
BD
Dallas, TX
April 12, 2006 - November 20, 2006
SYNERGY INVESTMENT GROUP, LLC·CRD# 46035
BD
Dallas, TX
September 23, 2005 - March 27, 2006
SYNDICATED CAPITAL, INC.·CRD# 29037
BD
Brea, CA
June 24, 2004 - November 9, 2005
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
January 26, 2004 - June 25, 2004

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Current Firm

FW
FOX WEALTH ADVISORS LLC

FFM ADVISOR GROUP LLC | NORTH TEXAS INSURANCE GROUP, INC. | FOX WEALTH ADVISORS LLC | FOX FINANCIAL MANAGEMENT, INC. | FOX FINANCIAL MANAGEMENT CORP.

CRD#: 142012

Contact Information

Main Address

2129 North Josey Lane, Carrollton, TX 75006

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2006About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2004About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 2006About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 2006About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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