Michael R. Mccoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Richard Mccoy, who also goes by Mike Mccoy, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 3 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2018 - March 4, 2019
B. RILEY & CO., LLC
July 12, 2017 - April 25, 2019
MLV & CO. LLC
June 30, 2017 - June 3, 2026
B. RILEY SECURITIES, INC.
February 27, 2004 - November 30, 2017
B. RILEY & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
B. RILEY & CO., LLC
CRD#: 40355 / SEC#: , 8-49016
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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