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NY

Norma Yaeger

CRD# 474295·Registered 1964 - 2012
Previously Registered: Being a previously registered professional could mean that Norma is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Norma Yaeger, who also goes by Norma Hason, Norma Nahmias, Yaeger Nahmias, Norma Hason Yaeger, was a registered financial advisor. Norma was a previously registered financial professional and started their career in finance 1964 - 2012. Norma had worked at 8 firms and has passed the Series 63, Series 1, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Norma Hason, Norma Nahmias, Yaeger Nahmias, Norma Hason Yaeger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

64 years in the financial services industry

Current & Past Employments

PACIFIC AMERICAN SECURITIES, LLC·CRD# 42999
BD
San Diego, CA
January 7, 2002 - February 2, 2012
TALLEY & COMPANY·CRD# 29203
BD
Newport Beach, CA
January 6, 1992 - February 11, 2000
YAEGER SECURITIES, INC.·CRD# 10118
BD
September 29, 1981 - May 27, 1994
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
April 7, 1977 - October 1, 1981
STERN, FRANK, MEYER & FOX, INCORPORATED·CRD# 790
BD
January 3, 1977 - August 16, 1977
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
April 1, 1976 - December 18, 1976
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
October 31, 1973 - June 3, 1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED·CRD# 412
BD
June 18, 1964 - December 13, 1973

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Current Firm

PA
PACIFIC AMERICAN SECURITIES, LLC

PACIFIC AMERICAN SECURITIES, LLC

CRD#: 42999 / SEC#: 8-50093
BD
Cancelled by SEC on 05/01/2013

Contact Information

Established

Delaware since 07/18/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PACIFIC AMERICAN SERVICES GROUP, LLCOWNER—
GIBBS, CONSTANCE LEEMANAGING DIRECTOR/ CFO, FINOP, CHIEF COMPLIANCE OFFICER1387645
MORTON, MICHELLE A.CEO/CHAIRWOMAN/PRESIDENT1123062

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1981About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Apr 1962

Series 53 — Municipal Securities Principal Examination

Passed Jun 1987About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1983About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1981About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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NY
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