Christopher P. Aney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Paul Aney, who also goes by Christopher Aney, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2004. Christopher had worked at 3 firms and has passed the Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2010 - January 3, 2012
SSC NY CORP.
May 9, 2005 - November 30, 2009
NOMURA SECURITIES INTERNATIONAL, INC.
October 15, 2004 - February 18, 2005
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
SSC NY CORP.
CRD#: 29804 / SEC#: , 8-44559
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
