Joan K. Koss

ALPHACORE CAPITAL LLC

Glendale, CO 80246

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CRD#: 4742388

Professional summary

Joan Kathleen Koss, CFP®, who also goes by Joan Kathleen Fanganello, is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in Glendale, Colorado.

Joan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joan has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joan Kathleen Fanganello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Kathleen Koss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

April 23, 2025 - Present

ALPHACORE CAPITAL LLC

Office #1: 4500 Cherry Creek Drive South Ste. 1070, Glendale, CO 80246Office #2: 1650 N. Washington Street, Denver, CO 80203

RIA

CRD#: 174346

Glendale, CO

Past

January 26, 2024 - May 15, 2025

CALLAN CAPITAL, LLC

RIA

CRD#: 142527

Denver, CO

Past

October 28, 2022 - November 16, 2023

STORDAHL CAPITAL MANAGEMENT, INC.

RIA

CRD#: 287916

GREENWOOD VILLAGE, CO

Past

August 31, 2016 - October 26, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

DENVER, CO

Past

March 19, 2007 - October 26, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

DENVER, CO

Past

January 17, 2005 - March 8, 2007

COUNTRY TRUST BANK

RIA

CRD#: 109487

ENGLEWOOD, CO

Past

January 21, 2004 - March 8, 2007

COUNTRY CAPITAL MANAGEMENT COMPANY

CRD#: 12060

ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/23/2025)

IAR

Colorado
(4/23/2025)

IAR

Texas
(4/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/15/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/21/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/20/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

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Contact information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 875-4100

Established

Firm type

Fiscal year end

# of Employees

111

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHACORE CAPITAL FORM ADV PART 2A-FEB 2026 (2/11/2026)

ALPHACORE FORM ADV PART 2A-FEB 2026 (2/6/2026)

Regulatory assets under management

Total Number of Accounts	11,152
AUM (Assets Under Management)	$ 9,028,614,790

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joan K. Koss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joan Kathleen Koss's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALLAN CAPITAL, LLC

STORDAHL CAPITAL MANAGEMENT, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

COUNTRY TRUST BANK

COUNTRY CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

ALPHACORE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2016

Series 65

Date: 1/15/2005

Series 63

Date: 1/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 5/21/2007

Series 6

Date: 1/20/2004

Current Firm

ALPHACORE CAPITAL LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHACORE CAPITAL LLC

TRUST BUT VERIFY

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