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Emily A. Einwalter
THE ADVOCATE GROUP
Minnetonka, MN 55305
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CRD#: 4742109
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Professional summary
Emily Ann Einwalter, who also goes by Emily Ann Einwalter Ms., Emily Ann Einwalter, is a registered financial advisor currently at THE ADVOCATE GROUP, LLC located in Minnetonka, Minnesota.
Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Emily has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emily Ann Einwalter Ms. | Emily Ann Einwalter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: The KNW Group Investment Related: Yes Address: 605 Hwy 169 N, Suite 200 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Client Experience Advisor (Wealth Management Division / Financial Wellness) Start Date: 10/9/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client service / annual review for the financial wellness clients. May require analysis of holdings and securities trading (primarily mutual funds) Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Client Experience Advisor Start Date: 10/9/2017 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Add a level of service to existing wealth management / financial wellness clients at The KNW Group Business Name: NFP Investment Related: Yes Address: 505 Highway 169 N, Suite 1100 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Client Manager, Wealth Management Division Start Date: 3/7/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client service and annual portfolio reviews for wealth management clients. May require analysis of holdings and securities trading (primarily mutual funds).
CRS (Client Relationship Summary) - RIA
Click below to view Emily Ann Einwalter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 30, 2025 - Present
THE ADVOCATE GROUP, LLC
Office #1: 601 Carlson Parkway Suite 1100, Minnetonka, MN 55305RIA
CRD#: 155270
Minnetonka, MN
Past
November 8, 2017 - October 8, 2025
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Plymouth, MN
Past
November 8, 2017 - October 8, 2025
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Plymouth, MN
Past
April 25, 2017 - July 13, 2017
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
February 26, 2004 - July 7, 2006
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
MINNETONKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THE ADVOCATE GROUP, LLC
THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.
CRD#: 155270 / SEC#: 801-72157
RIA
Registered Investment Advisory firm - (2/25/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(10/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
THE ADVOCATE GROUP, LLC
THE ADVOCATE GROUP, INC | THE ADVOCATE GROUP, LLC | THE ADVOCATE GROUP, INC.
CRD#: 155270 / SEC#: 801-72157
RIA
Registered Investment Advisory firm - (2/25/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 Carlson Parkway Suite 1100, Minnetonka, MN 55305
Mailing Address
Phone number
(952) 693-2630
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,025 |
| AUM (Assets Under Management) | $ 713,330,620 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
