Sarah L. Budacki

PEAK ASSET MANAGEMENT

Louisville, CO 80027

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CRD#: 4742075

Professional summary

Sarah Lynn Budacki, who also goes by Sarah Lynn Kirby, is a registered financial advisor currently at PEAK ASSET MANAGEMENT, LLC located in Louisville, Colorado.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Sarah has worked at 16 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Lynn Kirby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Concorde Holdings, Inc., Investment related. Ann Arbor, MI, Holding company of Broker Dealer affiliate. Position - Advisory Support Specialist. Start date: May 2024. Full time during trading hours. 2) Concorde Asset Management, LLC, Investment related. Ann Arbor, MI, RIA firm of Broker Dealer affiliate. Position - Advisory Support Specialist. Start date: May 2024. Full time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Lynn Budacki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2025 - Present

PEAK ASSET MANAGEMENT, LLC

Office #1: 1371 E. Hecla Drive Suite A, Louisville, CO 80027

RIA

CRD#: 106944

Louisville, CO

Past

May 14, 2024 - September 25, 2024

CONCORDE ASSET MANAGEMENT, LLC

RIA

CRD#: 140367

ANN ARBOR, MI

Past

May 13, 2024 - September 25, 2024

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

ANN ARBOR, MI

Past

April 19, 2023 - May 26, 2023

SHEPHERD WEALTH & RETIREMENT LLC

RIA

CRD#: 305645

TUCSON, AZ

Past

January 19, 2022 - April 6, 2023

ALPS ADVISORS, INC.

RIA

CRD#: 134340

DENVER, CO

Past

January 19, 2022 - April 6, 2023

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CRD#: 144464

DENVER, CO

Past

January 19, 2022 - April 6, 2023

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

July 29, 2021 - January 4, 2022

WESTERN WEALTH MANAGEMENT LLC

RIA

CRD#: 283545

Golden, CO

Past

July 28, 2021 - December 23, 2021

LPL FINANCIAL LLC

CRD#: 6413

GOLDEN, CO

Past

November 19, 2019 - June 28, 2021

HINDS FINANCIAL GROUP INC

RIA

CRD#: 129971

LAKEWOOD, CO

Past

February 5, 2019 - June 29, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LAKEWOOD, CO

Past

July 12, 2013 - June 29, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LAKEWOOD, CO

Past

March 18, 2011 - June 4, 2013

OSAIC SERVICES, INC.

CRD#: 133763

LITTLETON, CO

Past

June 10, 2010 - July 13, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DENVER, CO

Past

April 21, 2008 - September 19, 2008

OLD MUTUAL INVESTMENT PARTNERS

CRD#: 44916

DENVER, CO

Past

February 15, 2008 - June 11, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

TROY, MI

Past

June 28, 2007 - October 16, 2007

SII INVESTMENTS, INC.

CRD#: 2225

TROY, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/5/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/25/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/27/2007

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/27/2016

General Securities Principal Examination

Current Firm

PEAK ASSET MANAGEMENT, LLC

PEAK ASSET MANAGEMENT LLC | PEAK ASSET MANAGEMENT, LLC

CRD#: 106944 / SEC#: 801-52118

RIA

Registered Investment Advisory firm - (4/22/1996 Approved)

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Contact information

Main Address

1371 E. Hecla Drive Suite A, Louisville, CO 80027

Mailing Address

Phone number

(303) 926-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,058
AUM (Assets Under Management)	$ 910,014,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sarah L. Budacki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Lynn Budacki's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORDE ASSET MANAGEMENT, LLC

CONCORDE INVESTMENT SERVICES, LLC

SHEPHERD WEALTH & RETIREMENT LLC

ALPS ADVISORS, INC.

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

ALPS DISTRIBUTORS, INC.

WESTERN WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

HINDS FINANCIAL GROUP INC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

OSAIC SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

OLD MUTUAL INVESTMENT PARTNERS

AMERIPRISE FINANCIAL SERVICES, LLC

SII INVESTMENTS, INC.

Primary Firm SEC Registration

PEAK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/5/2019

Series 66

Date: 8/25/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2008

Series 6

Date: 6/27/2007

Series 24

Date: 12/27/2016

Current Firm

PEAK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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