JC
Julia M. Connell
UNITED CAPITAL FINANCIAL ADVISORS
WINCHESTER, VA 22601
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CRD#: 4741940
JC
Professional summary
Julia Marie Connell, CFP®, who also goes by Julia Gore Dorsey, Julia Marie Gore, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Winchester, Virginia.
Julia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Julia has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Julia Gore Dorsey | Julia Marie Gore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AUTHOR OF THINK AHEAD: TEN REASONS WHY YOU NEED A FINANCIAL PLANNER, A BOOK. ACTIVITY WILL TAKE PLACE FROM WINCHESTER, VA AND IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY. START DATE FEBRUARY 2017. ONE HOUR PER MONTH. DUTIES INCLUDE WRITING AND PROMOTING THE BOOK. 2. MEMBER ON THE BOARD OF DIRECTORS AND INVESTMENT COMMITTEE AT VALLEY HEALTH SYSTEM, A NON-PROFIT. ORGANIZATION'S PRIMARY ADDRESS IS IN RIDGEWOOD, NJ. ORGANIZATION IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY. START DATE AUGUST 2018. TWO HOURS PER MONTH. DUTIES INCLUDE SERVING ON THE BOARD OF DIRECTORS OF THE ORGANIZATION. 3. MEMBER ON THE BOARD OF DIRECTORS AT COMMUNITY FOUNDATION OF THE NORTHERN SHENADOAH VALLEY, A NON-PROFIT. ORGANIZATION'S PRIMARY ADDRESS IS IN WINCHESTER, VA. ORGANIZATION IS NOT PRIMARILY ENGAGED IN INVESTMENT-RELATED ACTIVITY. START DATE JANUARY 2021. TWO HOURS PER MONTH. DUTIES INCLUDE HAVING OVERSIGHT FOR THE ENTITY'S INVESTMENTS. 4. VALLEY HEALTH ASSURANCE CORPORATION; INVESTMENT RELATED; LOCATED IN WINCHESTER, ; CORPORATION; BOARD MEMBER; START DATE JANUARY 2025; 1 HOUR PER MONTH; NO TIME DURING TRADING HOURS; DUTIES INCLUDE MAKING POLICY DECISIONS, COORDINATING ACTIVITIES RELATED TO UNDERWRITING, FINANCIE AND LOSS CONTROL, AND APPOINTING CORPORATE OFFICERS.
CRS (Client Relationship Summary) - RIA
Click below to view Julia Marie Connell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
April 29, 2016 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 35 North Braddock Street, Winchester, VA 22601RIA
CRD#: 134600
WINCHESTER, VA
Past
January 15, 2004 - April 29, 2016
HFI WEALTH MANAGEMENT
RIA
CRD#: 121275
SHEPHERDSTOWN, WV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(4/29/2016)
IAR
Texas(2/6/2020)
IAR
Virginia(4/29/2016)
IAR
West Virginia(5/5/2016)
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
