Matthew T. Novak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Thomas Novak was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2000. Matthew had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2012 - September 30, 2019
EVERENCE TRUST COMPANY
October 7, 2011 - July 15, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 5, 2011 - July 15, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 29, 2010 - December 20, 2010
NAVAID FINANCIAL SERVICES, INC.
February 9, 2009 - January 4, 2010
RAYMOND J. LUCIA COMPANIES, INC.
January 2, 2009 - January 13, 2010
FIRST ALLIED SECURITIES, INC.
November 17, 2008 - January 13, 2009
WESTPORT FINANCIAL SERVICES, L.L.C.
March 8, 2000 - December 4, 2008
SB FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERENCE TRUST COMPANY
CRD#: 113179 / SEC#: 801-60293
Contact information
Red Flags
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