Royce N. Angel

ANGELROYCE WEALTH ADVISORS

Greer, SC

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CRD#: 4741822

Professional summary

Royce Neal Angel JR, who also goes by Neal Angel, R Neal Angel Jr, R. Neal Angel, is a registered financial advisor currently at ANGELROYCE WEALTH ADVISORS, LLC located in Greer, South Carolina.

Royce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Royce has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neal Angel | R Neal Angel Jr | R. Neal Angel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

R.NEAL ANGEL JR.; NON-INVESTMENT RELATED; 201 FIRETHORN DR., GREER, SC 29650; OWNER; INSURANCE AGENT; 11/2002; GREATER THAN 50% OF TIME SPENT IN THIS BUSINESS FURMAN UNIVERSITY; NON-INVESTMENT RELATED; GREENVILLE, SC 29613; INSTRUCTOR; 03/2013. APPROX 5% OF TIME, 0% DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Neal Angel JR's CRS (Customer Relationship Summary).

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

SEVERNA PARK, MD

Past

March 30, 2004 - April 4, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(1/3/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/29/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANGELROYCE WEALTH ADVISORS, LLC

ANGELROYCE WEALTH ADVISORS, LLC | ANGELROYCE WEALTH PRESERVE

CRD#: 159889 / SEC#:

South Carolina

Registered Investment Advisory firm - (1/3/2012 Approved)

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Contact information

Main Address

Greer, SC

Mailing Address

33 Market Place Drive, Greenville, SC 29607

Phone number

(864) 234-8244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Royce N. Angel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Royce Neal Angel JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANGELROYCE WEALTH ADVISORS, LLC

CREATIVEONE WEALTH, LLC

GRADIENT ADVISORS, LLC

GRADIENT INVESTMENTS, LLC

MEDALLION INVESTMENT SERVICES, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2009

Series 63

Date: 5/5/2004

Series 6

Date: 3/29/2004

Current Firm

ANGELROYCE WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

ANGELROYCE WEALTH ADVISORS, LLC

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