Peter J. Sowden

ATWOOD & PALMER

Kansas City, MO 64111-3541

Some features on this profile are disabled

CRD#: 4741810

Professional summary

Peter James Sowden, who also goes by Peter J. Sowden, is a registered financial advisor currently at ATWOOD & PALMER, INC. located in Kansas City, Missouri.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Peter has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter J. Sowden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Sowden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2006 - Present

ATWOOD & PALMER, INC.

Office #1: 4520 Madison Avenue Suite 200, Kansas City, MO 64111-3541

RIA

CRD#: 104995

Kansas City, MO

Past

December 3, 2004 - April 26, 2006

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

LEAWOOD, KS

Past

October 29, 2004 - July 1, 2008

LEGACY INVESTMENT PARTNERS, LLC

RIA

CRD#: 133014

LEAWOOD, KS

Past

October 22, 2004 - December 13, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

February 17, 2004 - October 14, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

KANSAS CITY, MO

Past

February 9, 2004 - October 14, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATWOOD & PALMER, INC.

ATWOOD & PALMER INC | ATWOOD & PALMER, INC.

CRD#: 104995 / SEC#: 801-36665

RIA

Registered Investment Advisory firm - (5/29/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(12/20/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/26/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/6/2004

General Securities Representative Examination

Current Firm

ATWOOD & PALMER, INC.

ATWOOD & PALMER INC | ATWOOD & PALMER, INC.

CRD#: 104995 / SEC#: 801-36665

RIA

Registered Investment Advisory firm - (5/29/1990 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4520 Madison Avenue Suite 200, Kansas City, MO 64111-3541

Mailing Address

Phone number

(816) 931-2266

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	1,257
AUM (Assets Under Management)	$ 1,723,355,253

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregory Obin

J. ALDEN ASSOCIATES, INC.

Wayne, PA

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Cindy Wong

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter J. Sowden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter James Sowden's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LEGACY INVESTMENT PARTNERS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ATWOOD & PALMER, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2004

Series 31

Date: 2/26/2004

Series 7

Date: 2/6/2004

Current Firm

ATWOOD & PALMER, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATWOOD & PALMER, INC.

TRUST BUT VERIFY

Similar Advisors