MB
Matthew G. Bennett
BENNETT SELBY INVESTMENTS, L.P.
Falmouth, ME
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CRD#: 4741659
MB
Professional summary
Matthew George Bennett is a registered financial advisor currently at BENNETT SELBY INVESTMENTS, L.P. located in Falmouth, Maine.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Matthew has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew George Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2006 - Present
BENNETT SELBY INVESTMENTS, L.P.
RIA
CRD#: 137075
Falmouth, ME
Past
March 17, 2004 - March 31, 2005
MMC SECURITIES LLC
BD
CRD#: 103846
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BENNETT SELBY INVESTMENTS, L.P.
BENNETT SELBY INVESTMENTS LIMITED PARTNERSHIP | TURNINGSTONE INVETMENTS | TURNINGSTONE INVESTMENTS, L.P. | BENNETT SELBY INVESTMENTS, L.P.
CRD#: 137075 / SEC#: 801-119670
RIA
Registered Investment Advisory firm - (10/22/2020 Approved)California
Registered Investment Advisory firm - (3/3/2021 Terminated)Maine
Registered Investment Advisory firm - (2/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (2/1/2021 Terminated)New York
Registered Investment Advisory firm - (2/1/2021 Terminated)Texas
Registered Investment Advisory firm - (2/1/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(6/3/2011)
IAR
Texas(7/17/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BS
BENNETT SELBY INVESTMENTS, L.P.
BENNETT SELBY INVESTMENTS LIMITED PARTNERSHIP | TURNINGSTONE INVETMENTS | TURNINGSTONE INVESTMENTS, L.P. | BENNETT SELBY INVESTMENTS, L.P.
CRD#: 137075 / SEC#: 801-119670
RIA
Registered Investment Advisory firm - (10/22/2020 Approved)California
Registered Investment Advisory firm - (3/3/2021 Terminated)Maine
Registered Investment Advisory firm - (2/3/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (2/1/2021 Terminated)New York
Registered Investment Advisory firm - (2/1/2021 Terminated)Texas
Registered Investment Advisory firm - (2/1/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Falmouth, ME
Mailing Address
Phone number
(617) 335-7087
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 463 |
| AUM (Assets Under Management) | $ 279,611,714 |
Red Flags
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