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Matthew Robert Sylvester

SAFFRON CONSULTING SERVICES
CHANDLER, AZ
·CRD# 4741562·22 years experience

Professional Summary

Matthew Robert Sylvester, who also goes by Ernest Mathew Sylvester, Matt Robert Sylvester, Matt Sylvester, is a registered financial advisor currently at SAFFRON CONSULTING SERVICES LLC located in Chandler, Arizona. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ernest Mathew Sylvester, Matt Robert Sylvester, Matt Sylvester

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

SAFFRON CONSULTING SERVICES LLC·CRD# 255788
RIA
Chandler, AZ
July 8, 2015 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·CRD# 20804
BD
Gilbert, AZ
January 2, 2008 - December 31, 2011
NEW ENGLAND SECURITIES·CRD# 615
BD
Phoenix, AZ
February 2, 2004 - January 2, 2008

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Current Firm

SC
SAFFRON CONSULTING SERVICES LLC

MATTHEW R SYLVESTER | SAFFRON CONSULTING SERVICES LLC

CRD#: 255788
Arizona
Registered Investment Advisory firm - Arizona (7/8/2015 Approved)

Contact Information

Main Address

Chandler, AZ

Phone Number

(480) 203-6947

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

2

AUM (Assets Under Management)

$1,500,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF EMPLOYED, DBA MATTHEW R SYLVESTER INSURANCE SALES AND BUSINESS CONSULTING. 1335 E Whitten PL, Chandler AZ 85225. NOT INVESTMENT RELATED. START DATE 12/2008. 1 HOURS A WEEK. DUTIES- INSURANCE, GROUP BENEFITS, BUSINESS CONSULTING AND SALES. Homes Direct, Not investment related, 6420 W Allison Rd, Chandler AZ start date 09/01/2018. Sales consultant,Manufactured Home Sales, Employee, 160 hrs per month

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Arizona
(7/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2004About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2004About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Feb 2008About the Series 26 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew Robert Sylvester's CRS (Customer Relationship Summary).

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