Leslie W. Turner
Professional Summary
Leslie W. Turner, who also goes by Les Turner, is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Knoxville, Tennessee. Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Leslie has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Les Turner
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FLAGSHIP HARBOR ADVISORS, LLC
Videos & Posts
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FLAGSHIP HARBOR ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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FLAGSHIP HARBOR ADVISORS, LLC
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Disclosures on record.
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Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GRADIENT ADVISORS, LLC
Contact Information
Main Address
4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126Phone Number
(877) 885-0508# of Employees
173SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,152AUM (Assets Under Management)
$289,253,282Similar Advisors
FLAGSHIP HARBOR ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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FLAGSHIP HARBOR ADVISORS, LLC
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
State Registrations and Notice Filings
(2/8/2022)
(9/24/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2003About the Series 6 examSimilar Advisors
FLAGSHIP HARBOR ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Leslie W. Turner's CRS (Customer Relationship Summary).
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FLAGSHIP HARBOR ADVISORS, LLC