Agustin G. Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Agustin Garza Martinez, who also goes by Agustin Martinez, was a registered financial professional .
Agustin is a previously registered financial professional and started their career in finance in 2004. Agustin had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2015 - January 6, 2016
KNIGHT NGUYEN INVESTMENTS
February 1, 2013 - December 31, 2014
NEW ENGLAND SECURITIES
February 1, 2013 - December 31, 2014
NEW ENGLAND SECURITIES
February 16, 2011 - January 9, 2013
NEW ENGLAND SECURITIES
December 20, 2010 - January 9, 2013
NEW ENGLAND SECURITIES
July 7, 2008 - March 16, 2009
CUNA BROKERAGE SERVICES, INC.
October 20, 2006 - June 25, 2008
PRINCIPAL SECURITIES, INC.
February 12, 2004 - October 27, 2006
METROPOLITAN LIFE INSURANCE COMPANY
February 12, 2004 - October 27, 2006
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KNIGHT NGUYEN INVESTMENTS
CRD#: 198517 / SEC#: 801-107356
Contact information
Red Flags
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