Michael C. Dillon

SECOND LOOK FINANCIAL.

PHOENIX, AZ

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CRD#: 4741360

Professional summary

Michael Charles Dillon is a registered financial advisor currently at SECOND LOOK FINANCIAL, LLC. located in Phoenix, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Dillon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2007 - Present

SECOND LOOK FINANCIAL, LLC.

RIA

CRD#: 128028

PHOENIX, AZ

Past

January 14, 2004 - February 17, 2005

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/25/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/20/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/13/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SECOND LOOK FINANCIAL, LLC.

CRD#: 128028 / SEC#:

Arizona

Registered Investment Advisory firm - (10/9/2003 Approved)

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Contact information

Main Address

Scottsdale, AZ

Mailing Address

Phone number

(602) 300-9777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 335,000

Red Flags

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Michael C. Dillon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Charles Dillon's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECOND LOOK FINANCIAL, LLC.

EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2007

Series 63

Date: 1/20/2004

Series 6

Date: 1/13/2004

Current Firm

SECOND LOOK FINANCIAL, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SECOND LOOK FINANCIAL, LLC.

TRUST BUT VERIFY

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