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Michael Barry Yarmuth

CRD# 474127·Registered 1971 - 1985
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Barry Yarmuth was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1971 - 1985. Michael had worked at 8 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 000, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

GREENTREE SECURITIES CORP.·CRD# 7372
BD
June 12, 1985 - September 16, 1985
CROMWELL, KNIGHT & CO., INC.·CRD# 10512
BD
April 9, 1985 - May 16, 1985
GRUNTAL & CO., L.L.C.·CRD# 372
BD
August 8, 1984 - April 26, 1985
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
August 24, 1982 - July 23, 1984
LEHMAN BROTHERS INC.·CRD# 7506
BD
February 2, 1981 - September 7, 1982
BUTCHER & SINGER INC.·CRD# 6517
BD
August 5, 1980 - February 5, 1981
YARMUTH SECURITIES CO INC·CRD# 1000007
BD
February 15, 1972 - December 21, 1973
HORIZON SECURITIES INC.·CRD# 5320
BD
July 1, 1971 - December 1, 1972

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Current Firm

GS
GREENTREE SECURITIES CORP.

GOVERNMENT EQUITIES, INC. | GREENTREE SECURITIES CORP.

CRD#: 7372 / SEC#: 8-24592
BD
Terminated by FINRA on 02/03/1989

Contact Information

Established

New York since 09/15/1978

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1980About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1982About the Series 3 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1981

Series 7 — General Securities Representative Examination

Passed Mar 1980About the Series 7 exam

Series 000 — General Securities Principal Examination

Passed Jan 1969

Series 1 — Registered Representative Examination

Passed Jan 1969

Series 00 — General Securities Principal Examination

Passed Nov 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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