AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MY

Michael B. Yarmuth

Some features on this profile are disabled
CRD#: 474127
MY

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Barry Yarmuth was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1971. Michael had worked at 8 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 000, Series 1 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 12, 1985 - September 16, 1985

GREENTREE SECURITIES CORP.

BD
CRD#: 7372
Past

April 9, 1985 - May 16, 1985

CROMWELL, KNIGHT & CO., INC.

BD
CRD#: 10512
Past

August 8, 1984 - April 26, 1985

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
Past

August 24, 1982 - July 23, 1984

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

February 2, 1981 - September 7, 1982

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

August 5, 1980 - February 5, 1981

BUTCHER & SINGER INC.

BD
CRD#: 6517
Past

February 15, 1972 - December 21, 1973

YARMUTH SECURITIES CO INC

BD
CRD#: 1000007
Past

July 1, 1971 - December 1, 1972

HORIZON SECURITIES INC.

BD
CRD#: 5320

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/3/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 11/23/1982
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 3/15/1980
General Securities Representative Examination
General Industry/Product Exam
RR
Series 000
Date: 1/17/1969
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 1/17/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 11/22/1971
General Securities Principal Examination

Current Firm

GS
GREENTREE SECURITIES CORP.
GOVERNMENT EQUITIES, INC. | GREENTREE SECURITIES CORP.

CRD#: 7372 / SEC#: , 8-24592

BD
Terminated by FINRA on 02/03/1989
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/15/1978
Firm type
Corporation
Fiscal year end
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENTREE SECURITIES CORP.

CRD#: 7372

TRUST BUT VERIFY

Monitor Michael Yarmuth

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics