Gail L. Lockhart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Lynn Lockhart, who also goes by Gail Lynn Ferris, Gail Lockhart, Gail Lynn Thompson, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 2004. Gail had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2008 - August 12, 2015
SCF SECURITIES, INC.
December 1, 2006 - October 30, 2008
QUESTAR CAPITAL CORPORATION
June 6, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
January 12, 2005 - June 6, 2006
LPL FINANCIAL LLC
March 10, 2004 - January 13, 2005
WORLD GROUP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
