Phillip E. Pistilli
Professional summary
Phillip Eugene Pistilli was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Phillip Eugene Pistilli, who also goes by John Pistilli, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2004. Phillip had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2014 - November 13, 2015
JOSEPH STONE CAPITAL L.L.C.
October 28, 2013 - March 20, 2014
SPARTAN CAPITAL SECURITIES, LLC
June 24, 2013 - October 2, 2013
LAIDLAW & COMPANY (UK) LTD.
June 21, 2012 - June 18, 2013
JOHN THOMAS FINANCIAL
October 17, 2011 - July 16, 2012
EKN FINANCIAL SERVICES INC.
March 10, 2009 - October 25, 2011
JOHN THOMAS FINANCIAL
October 20, 2006 - January 26, 2009
NEWBRIDGE SECURITIES CORPORATION
February 15, 2006 - August 22, 2006
NEWBRIDGE SECURITIES CORPORATION
March 16, 2005 - May 5, 2005
GUNNALLEN FINANCIAL, INC
November 8, 2004 - April 15, 2005
WOODSTOCK FINANCIAL GROUP, INC.
January 7, 2004 - July 19, 2004
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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