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Alexander J. Davis

DISRUPTIVE SECURITIES
Austin, TX 78701
Some features on this profile are disabled
CRD#: 4741207
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Professional summary

Alexander Jackson Davis is a registered financial professional currently at DISRUPTIVE SECURITIES located in Austin, Texas.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2012. Alexander has worked at 3 firms and has passed the Series 63, SIE and Series 62 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Jackson Davis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 27, 2019 - Present

DISRUPTIVE SECURITIES

Office #1: 823 Congress Avenue Suite 300, Austin, TX 78701
BD
CRD#: 299155
Austin, TX
Past

September 22, 2014 - June 3, 2021

S F SENTRY SECURITIES, INC.

BD
CRD#: 27432
SAN FRANCISCO, CA
Past

January 9, 2012 - October 20, 2014

MELVILLE ISLAND, LLC

BD
CRD#: 140611
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/27/2019)
RR
Texas
(5/20/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 1/6/2012
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DS
DISRUPTIVE SECURITIES
DISRUPTIVE SECURITIES | DISRUPTIVE SECURITIES, LLC

CRD#: 299155 / SEC#: , 8-70241

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Mailing Address
369 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
Phone number
(973) 650-4385
Established
Delaware since 09/24/2018
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DTA MASTER, LLCSOLE MEMBER
EDWARDS, MILES JOSHUACHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER2040332
SILVESTRO, MICHELE ANNFINANCIAL AND OPERATIONS PRINCIPAL6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DISRUPTIVE SECURITIES

CRD#: 299155Austin, TX 78701

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