Leon D. Yarkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leon Donald Yarkin was a registered financial professional .
Leon is a previously registered financial professional and started their career in finance in 1966. Leon had worked at 8 firms and has passed the Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2003 - December 31, 2003
YOUNG, STOVALL AND COMPANY
October 24, 1995 - May 2, 2001
SSI SECURITIES CORP.
May 12, 1988 - February 8, 1995
SSI SECURITIES CORP.
November 26, 1979 - May 8, 1987
LEHMAN BROTHERS INC.
January 18, 1978 - November 26, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
May 14, 1973 - May 2, 1977
LOEB, RHOADES & CO., INCORPORATED
February 21, 1973 - January 4, 1977
LOEB, RHOADES & CO. INC.
February 9, 1966 - March 10, 1973
FRANCIS I DUPONT & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/28/1961
Registered Representative ExaminationCurrent Firm
YOUNG, STOVALL AND COMPANY
CRD#: 8121 / SEC#: , 8-24512
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
