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Leon Donald Yarkin

CRD# 474119·Registered 1966 - 2003
Previously Registered: Being a previously registered professional could mean that Leon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Leon Donald Yarkin was a registered financial advisor. Leon was a previously registered financial professional and started their career in finance 1966 - 2003. Leon had worked at 8 firms and has passed the Series 1 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

64 years in the financial services industry

Current & Past Employments

YOUNG, STOVALL AND COMPANY·CRD# 8121
BD
Miami, FL
March 18, 2003 - December 31, 2003
SSI SECURITIES CORP.·CRD# 8275
BD
Boca Raton, FL
October 24, 1995 - May 2, 2001
SSI SECURITIES CORP.·CRD# 8275
BD
Boca Raton, FL
May 12, 1988 - February 8, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 26, 1979 - May 8, 1987
LOEB PARTNERS·CRD# 7534
BD
January 18, 1978 - November 26, 1979
LOEB RHOADES & CO. INC.·CRD# 7502
BD
January 4, 1977 - January 18, 1978
LOEB, RHOADES & CO., INCORPORATED·CRD# 2598
BD
May 14, 1973 - May 2, 1977
LOEB, RHOADES & CO. INC.·CRD# 525
BD
February 21, 1973 - January 4, 1977
FRANCIS I DUPONT & CO·CRD# 1000005
BD
February 9, 1966 - March 10, 1973

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Current Firm

YS
YOUNG, STOVALL AND COMPANY

YOUNG, STOVALL & COMPANY | YOUNG, STOVALL AND COMPANY

CRD#: 8121 / SEC#: 8-24512
BD
Terminated by SEC on 06/10/2013

Contact Information

Established

Florida since 11/01/1979

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
YOUNG, ROARK AARONPRESIDENT704402
BUENO, HELEN STOVALLEXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER850626

Disclosures

Regulatory Event

1

Arbitration

3

Bond

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Dec 1961

Series 4 — Registered Options Principal Examination

Passed Apr 1981About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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