Jon N. Grams
Professional summary
Jon N Grams, who also goes by Jon N Grams, Jon Neil Grams, Jon Grams, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in White Bear Lake, Minnesota.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2004. Jon has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon N Grams's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2025 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1190 County Road J Ste 200, White Bear Lake, MN 55127-6816August 6, 2024 - January 6, 2025
FIDELITY BROKERAGE SERVICES LLC
July 15, 2011 - August 7, 2024
FARMERS FINANCIAL SOLUTIONS, LLC
March 17, 2004 - July 2, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2025)
(3/4/2025)
Exams
Series 6TO
Date: 3/4/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
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