Eric D. Simonian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Douglas Simonian, who also goes by Eric D Simonian, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2004. Eric had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2018 - July 27, 2018
D.H. HILL SECURITIES, LLLP
February 23, 2016 - January 18, 2018
REGULUS FINANCIAL GROUP, LLC
February 22, 2016 - January 18, 2018
REGAL INVESTMENT ADVISORS LLC
January 1, 2010 - March 3, 2014
INVESCO ADVISERS, INC.
September 29, 2008 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
July 31, 2008 - March 3, 2014
INVESCO DISTRIBUTORS, INC.
February 16, 2007 - July 21, 2008
GUARDIAN INVESTOR SERVICES LLC
March 6, 2006 - February 12, 2007
MMC SECURITIES LLC
January 21, 2004 - June 23, 2005
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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