AC
Angela M. Chambers
J. W. COLE ADVISORS
Bloomington, IN 47403
Some features on this profile are disabled
CRD#: 4740900
AC
Professional summary
Angela Marie Chambers, who also goes by Angela Marie Floyd, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Bloomington, Indiana and J.W. COLE FINANCIAL, INC. located in Bloomington, Indiana.
Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Angela has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angela Marie Floyd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Adventure Planning by Angela, LLC No 4542 N. Shadow Wood Dr., Bloomington, IN 47404 Travel Agency-vacation planning Vacation Advisor/Team Leader 01/2011 20 hours/month 4 at most during business hours Vacation trip planning and supervising team members who are also vacation planners 2. Edgewood Dollars for Scholars No P.O. Box 323, Ellettsville, IN 47429 High school college scholarship fundraising Board Member 6/2014 joined committee/board 2 hours/month 0 during trading hours attend & participate in meetings 3. Comprehensive Financial Consultants d/b/a Yes 674 S. College Ave., Bloomington, IN 47403 Investment/Financial Advising and Insurance Office Client Services Manager 01/2004 140 hours/month 140 hours/month during trading hours Assisting representatives and clients with financial and insurance related issues 4. Power of Attorney for Eric W. Chambers, spouse No Power of Attorney as needed (unused to date) 5. Power of Attorney for Janet M. Floyd, parent No Power of Attorney as needed 6. Notary Public No Notary Public 1 hour at most/month 1 hour at most/month during trading hours Notarize client documents at needed 7. Successor Trustee and Successor Executor for Timothy Thrasher (uncle) Back-up Trustee and executor for Uncle's Estate if necessary
CRS (Client Relationship Summary) - RIA
Click below to view Angela Marie Chambers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2019 - Present
J. W. COLE ADVISORS, INC.
Office #1: 674 S. College Ave., Bloomington, IN 47403RIA
CRD#: 112294
Bloomington, IN
Current
July 18, 2018 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 674 S. College Ave., Bloomington, IN 47403BD
CRD#: 124583
Bloomington, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(8/16/2018)
IAR
Indiana(1/2/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Bloomington, IN 47403TRUST BUT VERIFY
Monitor Angela Chambers
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
