Katherine V. D'angelo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katherine Vieira D'angelo, who also goes by Katherine VIeira Pascone, Katherine Pascone, was a registered financial professional .
Katherine is a previously registered financial professional and started their career in finance in 2004. Katherine had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2007 - October 6, 2015
NEUBERGER BERMAN MANAGEMENT LLC
January 23, 2004 - November 18, 2004
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEUBERGER BERMAN MANAGEMENT LLC
CRD#: 5493 / SEC#: 801-8259, 8-16229
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | MEMBER | 124687 |
| AINSWORTH, JASON RYAN | MANAGING DIRECTOR, BRANCH OFFICE MANAGER, TEXAS | 2603762 |
| ALLARD, ANDREW BRIAN | SENIOR VICE PRESIDENT, GENERAL COUNSEL | 2531561 |
| AMATO, JOSEPH VINCENT | CEO & PRESIDENT NB HOLDINGS LLC, SOLE MEMBER OF REGISTRANT AND CHIEF INVESTMENT OFFICER-EQUITIES | 2210305 |
| CETRON, BRAD ELLIOT | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - B/D | 4040222 |
| CONTI, ROBERT JOHN | PRESIDENT & CEO | 1266599 |
| DEMPSEY, JAMES J | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND TREASURER | 1371700 |
| TANK, BRADLEY CURTIS | MANAGING DIRECTOR, CIO FIXED INCOME | 1060650 |
| WILLIAMS, CHAMAINE NATHALEE | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR OF COMPLIANCE - I/A | 2628906 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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