Anand Patel
Professional summary
Anand Patel, who also goes by Anand J Patel, A Patel, is a registered financial professional currently at SURYA CAPITALE SECURITIES LLC located in New York, New York.
Anand is registered as a RR (Registered Representative) and started their career in finance in 2004. Anand has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anand Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2014 - Present
SURYA CAPITALE SECURITIES LLC
Office #1: 55 Wall Street, Suite 530b, New York, NY 10005Office #2: 55 Wall Street, Suite 530b, New York, NY 10005October 22, 2004 - October 20, 2014
COMMERCE ONE FINANCIAL INC.
January 1, 2004 - March 4, 2004
COMMERCE ONE FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2025)
(5/4/2023)
(9/26/2025)
(1/2/2019)
(10/22/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SURYA CAPITALE SECURITIES LLC
CRD#: 159173 / SEC#: , 8-68968
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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