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Michael James Nesheim

Michael J. Nesheim

VECTOR WEALTH MANAGEMENT
MINNEAPOLIS, MN 55414
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CRD#: 4740374
Michael James Nesheim

Professional summary


Michael James Nesheim, CFP®, who also goes by Mike James Nesheim, Mike Nesheim, is a registered financial advisor currently at VECTOR WEALTH MANAGEMENT located in Minneapolis, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Mike James Nesheim | Mike Nesheim

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.BUSINESS OWNERSHIP ; WAYZATA ADVISORS LLC;MANAGING MEMBER; LEGAL ENTITY ESTABLISHED TO MANAGE OUR OFFICE LEASE AND OPERATING EXPENSES; WAYZATA, MN 55391; NOT Investment Related;AUGUST 2013; 1-9 HOURS PER MONTH; 0 during trading hours. 2.Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael James Nesheim's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2012

Experience


Current

April 2, 2019 - Present

VECTOR WEALTH MANAGEMENT

Office #1: 43 Main Street Se Suite 236, Minneapolis, MN 55414
RIA
CRD#: 152667
MINNEAPOLIS, MN
Past

February 2, 2017 - April 1, 2019

BALLAST ADVISORS, LLC

RIA
CRD#: 285991
Arden Hills, MN
Past

November 26, 2013 - February 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WAYZATA, MN
Past

May 13, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 13, 2004 - February 7, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WAYZATA, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VECTOR WEALTH MANAGEMENT
SNS FINANCIAL GROUP, LLC | VECTOR WEALTH MANAGEMENT, LLC | VECTOR WEALTH MANAGEMENT | STONE SUMMIT CAPITAL

CRD#: 152667 / SEC#: 801-70998

RIA
Registered Investment Advisory firm - (1/15/2010 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(4/2/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/30/2004
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


VW
VECTOR WEALTH MANAGEMENT
SNS FINANCIAL GROUP, LLC | VECTOR WEALTH MANAGEMENT, LLC | VECTOR WEALTH MANAGEMENT | STONE SUMMIT CAPITAL

CRD#: 152667 / SEC#: 801-70998

RIA
Registered Investment Advisory firm - (1/15/2010 Approved)
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Contact information


Main Address
43 Main Street Se Suite 236, Minneapolis, MN 55414
Mailing Address
Phone number
(612) 378-7560
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VECTOR WEALTH MANAGEMENT ADV PART 2A (6/2/2025)

Regulatory assets under management


Total Number of Accounts3,161
AUM (Assets Under Management)$ 1,488,809,873

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VECTOR WEALTH MANAGEMENT

CRD#: 152667Minneapolis, MN 55414

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