John R. Kruger

HAP TRADING

NEW YORK, NY 10014

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CRD#: 4740278

Professional summary

John Robert Kruger, who also goes by John Kruger, is a registered financial professional currently at HAP TRADING, LLC located in New York, New York and C&C TRADING L.L.C. located in Greenwich, Connecticut.

John is registered as a RR (Registered Representative) and started their career in finance in 2004. John has worked at 7 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Kruger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Robert Kruger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 7, 2021 - Present

HAP TRADING, LLC

Office #1: 395 Hudson Street 10th Floor, New York, NY, 10014

CRD#: 44257

NEW YORK, NY

Current

July 10, 2023 - Present

C&C TRADING L.L.C.

Office #1: 35 Mason Street 4th Floor, Greenwich, CT 06830

CRD#: 39302

Greenwich, CT

Current

February 15, 2024 - Present

LARGO TRADING, L.P.

Office #1: 361 North Highland Ave, Merion Station, PA 19066

CRD#: 136801

Merion Station, PA

Past

April 14, 2023 - June 8, 2023

CRITICAL TRADING, LLC

CRD#: 165071

NEW YORK, NY

Past

December 2, 2021 - May 23, 2022

OPAL SECURITIES, INC.

CRD#: 8246

NEW YORK, NY

Past

November 11, 2015 - November 18, 2021

OPAL SECURITIES, INC.

CRD#: 8246

NEW YORK, NY

Past

August 23, 2010 - November 26, 2013

KATALYST SECURITIES LLC

CRD#: 112494

NEW YORK, NY

Past

April 5, 2004 - April 4, 2008

PRIME EXECUTIONS, INC.

CRD#: 32889

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/6/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 4/2/2004

Financial and Operations Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

LARGO TRADING, L.P.

LARGO TRADING L.L.C. | LARGO TRADING, L.P.

CRD#: 136801 / SEC#: , 8-67047

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

361 North Highland Ave, Merion Station, PA 19066

Mailing Address

361 North Highland Ave, Merion Station, PA 19066

Phone number

(215) 620-9662

Established

Pennsylvania since 10/15/2006

Firm type

Partnership

Fiscal year end

December

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GOLDBERG, CONSTANCE	INVESTING PARTNER
GOLDBERG, LARRY ALLEN	OFFICER AND LIMITED PARTNER
LARGO MANAGEMENT LLC	GENERAL PARTNER
MEISEL, JULIUS LEO	TRADING PARTNER

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John R. Kruger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Robert Kruger's CRS (Customer Relationship Summary).

Certified licenses

Experience

C&C TRADING L.L.C.

LARGO TRADING, L.P.

CRITICAL TRADING, LLC

OPAL SECURITIES, INC.

OPAL SECURITIES, INC.

KATALYST SECURITIES LLC

PRIME EXECUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/2004

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 4/2/2004

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

Current Firm

LARGO TRADING, L.P.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LARGO TRADING, L.P.

TRUST BUT VERIFY

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