Marco Fruzzetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marco Fruzzetti, who also goes by Marco Fruzzetti Mr., was a registered financial professional .
Marco is a previously registered financial professional and started their career in finance in 2004. Marco had worked at 8 firms and has passed the Series 63, Series 19, Series 57TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2011 - July 1, 2026
MERIDIAN EQUITY PARTNERS, INC.
February 5, 2008 - June 29, 2011
BROOKVIEW CAPITAL LLC
March 7, 2007 - September 17, 2007
RET SECURITIES CORP.
May 24, 2006 - March 6, 2007
GHA, L.L.C.
June 30, 2005 - May 3, 2006
PTR, INC.
February 14, 2005 - July 6, 2005
JEFFERIES EXECUTION SERVICES, INC.
December 3, 2004 - February 8, 2005
ELECTRONIC ACCESS DIRECT, INC.
July 28, 2004 - November 18, 2004
SUNSTATE EQUITY TRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 19
Date: 5/17/2025
NYSE Floor Clerk - Equities ExaminationSeries 57TO
Date: 2/17/2024
Securities Trader ExamCurrent Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
