Marco Fruzzetti

MERIDIAN EQUITY PARTNERS

NEW YORK, NY 10038

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CRD#: 4740105

Professional summary

Marco Fruzzetti, who also goes by Marco Fruzzetti Mr., is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in New York, New York.

Marco is registered as a RR (Registered Representative) and started their career in finance in 2004. Marco has worked at 8 firms and has passed the Series 63, Series 19, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marco Fruzzetti Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marco Fruzzetti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2011 - Present

MERIDIAN EQUITY PARTNERS, INC.

Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

CRD#: 133849

NEW YORK, NY

Past

February 5, 2008 - June 29, 2011

BROOKVIEW CAPITAL LLC

CRD#: 123335

NEW YORK, NY

Past

March 7, 2007 - September 17, 2007

RET SECURITIES CORP.

CRD#: 33470

NEW YORK,, NY

Past

May 24, 2006 - March 6, 2007

GHA, L.L.C.

CRD#: 41581

NEW YORK, NY

Past

June 30, 2005 - May 3, 2006

PTR, INC.

CRD#: 31559

COLLINGSWOOD, NJ

Past

February 14, 2005 - July 6, 2005

JEFFERIES EXECUTION SERVICES, INC.

CRD#: 867

NEW YORK, NY

Past

December 3, 2004 - February 8, 2005

ELECTRONIC ACCESS DIRECT, INC.

CRD#: 36975

SARASOTA, FL

Past

July 28, 2004 - November 18, 2004

SUNSTATE EQUITY TRADING

CRD#: 43571

TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/16/2015)

New York
(6/27/2011)

Exams

State Security Law Exam

Series 63

Date: 5/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 19

Date: 5/17/2025

NYSE Floor Clerk - Equities Examination

General Industry/Product Exam

Series 57TO

Date: 2/17/2024

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2004

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

CRD#: 133849 / SEC#: , 8-66784

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Mailing Address

C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038

Phone number

(212) 742-8472

Established

New York since 11/26/2004

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ACQUAFREDDA, JONATHAN MICHAEL	SECRETARY/DIR	2502343
CORPINA, JONATHAN DOUGLAS	CEO/PRESIDENT/TREAS/DIR	2575529
LYTLE, COLUMB PATRICK	VP/DIR/CFO/COO/CCO/PFO/POO	2810260

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marco Fruzzetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marco Fruzzetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKVIEW CAPITAL LLC

RET SECURITIES CORP.

GHA, L.L.C.

PTR, INC.

JEFFERIES EXECUTION SERVICES, INC.

ELECTRONIC ACCESS DIRECT, INC.

SUNSTATE EQUITY TRADING

State Registrations and Notice Filings

Exams

Series 63

Date: 5/2/2009

Series 19

Date: 5/17/2025

Series 57TO

Date: 2/17/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2004

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

MERIDIAN EQUITY PARTNERS, INC.

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MERIDIAN EQUITY PARTNERS, INC.

TRUST BUT VERIFY

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