Natalia M. Oconnor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natalia Maria Oconnor, who also goes by Natalia Maria O Connor, Natalia Maria O'connor, Natalia O'connor Webb, was a registered financial professional .
Natalia is a previously registered financial professional and started their career in finance in 2004. Natalia had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2017 - February 1, 2018
TLG ADVISORS, INC.
January 3, 2017 - February 1, 2018
THE LEADERS GROUP, INC.
June 10, 2014 - December 31, 2016
LINCOLN INVESTMENT
May 13, 2014 - December 31, 2016
LINCOLN INVESTMENT
August 21, 2007 - February 26, 2008
MORGAN STANLEY & CO. LLC
June 8, 2004 - March 6, 2007
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
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