Alex A. Silberwasser Bacal

VELTRIA ADVISORS

MIAMI, FL 33131

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CRD#: 4739831

Professional summary

Alex Abraham Silberwasser Bacal, who also goes by Alex A. Silberwasser, Alex Abraham Silberwasser, is a registered financial advisor currently at VELTRIA ADVISORS CORP. located in Miami, Florida.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Alex has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex A. Silberwasser | Alex Abraham Silberwasser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Abraham Silberwasser Bacal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2015 - Present

VELTRIA ADVISORS CORP.

Office #1: 801 Brickell Ave Suite 2320, Miami, FL 33131

RIA

CRD#: 189514

MIAMI, FL

Past

May 26, 2004 - November 29, 2007

CG COMPASS (USA) LLC

CRD#: 129837

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VELTRIA ADVISORS CORP.

ASB CONSULTORES, LLC | VELTRIA ADVISORS CORP.

CRD#: 189514 / SEC#: 801-114028

RIA

Registered Investment Advisory firm - (9/27/2018 Approved)

Florida

Registered Investment Advisory firm - (10/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/14/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/14/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2006

General Securities Principal Examination

Current Firm

VELTRIA ADVISORS CORP.

ASB CONSULTORES, LLC | VELTRIA ADVISORS CORP.

CRD#: 189514 / SEC#: 801-114028

RIA

Registered Investment Advisory firm - (9/27/2018 Approved)

Florida

Registered Investment Advisory firm - (10/2/2018 Terminated)

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Contact information

Main Address

801 Brickell Ave Suite 2320, Miami, FL 33131

Mailing Address

Phone number

(305) 318-7172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VELTRIA PART 2A (8/25/2025)

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 82,534,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex A. Silberwasser Bacal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Abraham Silberwasser Bacal's CRS (Customer Relationship Summary).

Certified licenses

Experience

VELTRIA ADVISORS CORP.

CG COMPASS (USA) LLC

Primary Firm SEC Registration

VELTRIA ADVISORS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2015

Series 63

Date: 3/8/2004

Series 7

Date: 1/14/2004

Series 24

Date: 6/6/2006

Current Firm

VELTRIA ADVISORS CORP.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VELTRIA ADVISORS CORP.

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