Ronald Gualario
Professional summary
Ronald Gualario was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ronald is a previously registered financial advisor and started their career in finance in 2004. Prior to being barred, Ronald had worked at 1 firm, which includes GUALARIO & CO. LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2007 - December 31, 2007
GUALARIO & CO., LLC
March 3, 2004 - December 31, 2006
GUALARIO & CO., LLC
State Registrations and Notice Filings
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Current Firm
GUALARIO & CO., LLC
CRD#: 129829 / SEC#: 801-66346
Contact information
Red Flags
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