Therese M. Govern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Therese Mary Govern, CFP®, who also goes by Therese Govern, was a registered financial professional .
Therese is a previously registered financial professional and started their career in finance in 2006. Therese had worked at 3 firms .
Core Areas of Focus
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
February 23, 2012 - August 2, 2025
THERESE GOVERN FINANCIAL ADVISORS LLC
July 21, 2006 - February 6, 2012
TRUENORTH WEALTH ADVISORS
January 24, 2006 - December 31, 2006
COTTON FINANCIAL ADVISORS,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THERESE GOVERN FINANCIAL ADVISORS LLC
CRD#: 160491 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 96 |
| AUM (Assets Under Management) | $ 66,584,418 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
