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David L. Mckee

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CRD#: 4739416
DM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Lloyd Mckee was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2014. David had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE NAME OF THE OTHER BUSINESS IS "DLM LEGAL OUTSOURCING SOLUTIONS, PLC". THE BUSINESS IS NOT AN INVESTMENT-RELATED BUSINESS. THE ADDRESS OF THE BUSINESS IS 45736 SHEFFIELD DRIVE, NOVI, MICHIGAN 48374. THE NATURE OF THE BUSINESS IS LEGAL CONSULTING. DAVID MCKEE'S TITLE IS MEMBER AND HE IS THE SOLE OWNER OF THE BUSINESS. DAVID MCKEE STARTED THE BUSINESS IN OCTOBER 2014 AND SPENDS APPROXIMATELY 70 HOURS PER MONTH PROVIDING LEGAL CONSULTING SERVICES AS AN ATTORNEY THROUGH THE BUSINESS. HE DEVOTES APPROXIMATELY 1/3 OF SECURITIES TRADING HOURS TO HIS LEGAL CONSULTING BUSINESS, BUT THE HOURS SPENT WORKING ON BEHALF OF DLM LEGAL OUTSOURCING SOLUTIONS FLUCTUATES FROM WEEK TO WEEK. THE LEGAL CONSULTING SERVICES PRIMARILY CONSIST OF ADVISING COMPANIES ON COMMERCIAL, CORPORATE, EMPLOYMENT, AND INTELLECTUAL PROPERTY LEGAL MATTERS.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 13, 2015 - December 31, 2024

XLM CAPITAL MANAGEMENT

RIA
CRD#: 129869
DEXTER, MI
Past

September 25, 2014 - December 31, 2014

XLM CAPITAL MANAGEMENT

RIA
CRD#: 129869
DEXTER, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 7/22/2014
Uniform Investment Adviser Law Examination

Current Firm


XC
XLM CAPITAL MANAGEMENT
XLM CAPITAL MANAGEMENT | XLM CAPITAL MANAGEMENT, LLC

CRD#: 129869 / SEC#: 801-71173

RIA
Registered Investment Advisory firm - (6/28/2012 Terminated)
Michigan
Registered Investment Advisory firm - (3/4/2015 Approved)
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Contact information


Main Address
7444 Dexter Ann Arbor Road, Suite L, Dexter, MI 48130
Mailing Address
Phone number
(734) 426-8560
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts53
AUM (Assets Under Management)$ 69,583,509

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


XLM CAPITAL MANAGEMENT

CRD#: 129869

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