MS
Marvin C. Stockett
PARK AVENUE SECURITIES LLC
Ridgeland, MS 39157
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CRD#: 4739325
MS
Professional summary
Marvin Chad Stockett, CFP®, who also goes by Chad Stockett, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Ridgeland, Mississippi.
Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Marvin has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Stockett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Certified Public Accountant-licensed by the state of Mississippi as a Certified Public Accountant. However, I do not practice public accounting and I do not receive income from public accounting., Start: 09/21/1995, Address: 795 Woodlans Pkwy Suite 106 Ridgeland, MS 39157, 0 hrs per month, Not investment related, 2. Marvin & Patricia Stockett Family Limited Partnership-Limited partner n the management of our family timber farm., Start: 01/01/1988, Address: 22585 Hwy 27 Crystal Springs, MS 39059, 12 non bus hrs per month, Not investment related, 3. Stockett & Thomas Agency, LLP-diversified insurance and employee benefits firm., Start: 09/15/2003, Address: 795 Woodlands Pkwy. Suite 106 Ridgeland, MS 39157, 150 bus hrs per month, Investment related, >10% annual compensation, 4) Durable Power of Attorney- I have durable power of attorney for Father, Start: 06/30/2021, Address: 104 Ashton Park Blvd Madison, MS 39110, 0 total hours per month, Not Investment related, No annual compensation, 5) Durable Power of Attorney- Durable Power of Attorney for Mother, Start: 06/30/2021, Address: 104 Ashton Park Blvd Madison, MS 39110, 0 total hours per month, Not Investment related, No annual compensation, 6) Advance Healthcare Directive for Mother, Start: 06/30/2021, Address: 104 Ashton Park Blvd Madison, MS 39110, 1 total hour per month; 0 during securities trading hours, Not Investment related, No annual compensation, 7) Advance Healthcare Directive for Father, Start: 06/30/2021, Address: 104 Ashton Park Blvd Madison, MS 39110, 1 total hour per month; 0 during securities trading hours, Not Investment related, No annual compensation, 8) Thunder Oak, LLC, Start: 09/23/2024, Address: 22585 Hwy 27 Crystal Springs, MS 39059, 1 total hour per month; 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 9) Power of Attorney-Wife, Start: 08/02/2006, Address: 104 Ashton Park Blvd Madison MS 39110, 0 total hours per month, Not Investment related, No annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Marvin Chad Stockett's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marvin Chad Stockett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 25, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 795 Woodlands Parkway Suite 106, Ridgeland, MS 39157RIA
BD
CRD#: 46173
Ridgeland, MS
Current
January 10, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 795 Woodlands Parkway Suite 106, Ridgeland, MS 39157RIA
BD
CRD#: 46173
Ridgeland, MS
Past
May 26, 2011 - December 19, 2012
NEW ENGLAND SECURITIES
RIA
CRD#: 615
MEMPHIS, TN
Past
January 19, 2004 - December 19, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(1/10/2013)
IAR
Louisiana(1/25/2013)
RR
Mississippi(1/10/2013)
IAR
Mississippi(1/25/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Ridgeland, MS 39157TRUST BUT VERIFY
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