Jeffrey M. Bratz

ANDERSEN

DES MOINES, IA 50309

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CRD#: 4738833

Professional summary

Jeffrey Michael Bratz, CFP®, who also goes by Jeffrey Michael Bratz Mr, is a registered financial advisor currently at ANDERSEN located in Des Moines, Iowa.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffrey has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Michael Bratz Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HJN ADVISORS LLP; INVESTMENT RELATED; 666 GRAND AVE, SUITE 2400, DES MOINES, IOWA 50309; IAR OF INVESTMENT ADVISOR SINCE 10/2010; 5 HRS/MONTH DURING BUSINESS HOURS WINDING DOWN THE FIRM AND TRANSITIONING CLIENTS TO ANDERSEN TAX.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Bratz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 10, 2023 - Present

ANDERSEN

Office #1: 666 Grand Ave, Suite 2400, Des Moines, IA 50309

RIA

CRD#: 124205

DES MOINES, IA

Past

May 1, 2012 - December 5, 2022

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

DES MOINES, IA

Past

December 8, 2010 - September 18, 2024

HJN ADVISORS, LLP

RIA

CRD#: 154983

DES MOINES, IA

Past

December 1, 2009 - May 7, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

DES MOINES, IA

Past

December 1, 2009 - May 7, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DES MOINES, IA

Past

February 8, 2007 - December 15, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

DES MOINES, IA

Past

January 14, 2004 - December 15, 2009

LPL FINANCIAL LLC

CRD#: 6413

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANDERSEN

ANDERSEN | WTAS LLC | WEALTH AND TAX ADVISORY SERVICES, INC. | ANDERSEN TAX LLC

CRD#: 124205 / SEC#: 801-61693

RIA

Registered Investment Advisory firm - (1/9/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2004

General Securities Representative Examination

Current Firm

ANDERSEN

ANDERSEN | WTAS LLC | WEALTH AND TAX ADVISORY SERVICES, INC. | ANDERSEN TAX LLC

CRD#: 124205 / SEC#: 801-61693

RIA

Registered Investment Advisory firm - (1/9/2003 Approved)

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Contact information

Main Address

1861 International Drive Suite 501, Mclean, VA 22102

Mailing Address

Phone number

(571) 382-0020

Established

Firm type

Fiscal year end

# of Employees

1,970

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANDERSEN FORM ADV PART 1A 3-31-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	584
AUM (Assets Under Management)	$ 6,080,097,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/13/2025	Cover Page	Report
01/22/2024	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey M. Bratz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Michael Bratz's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

HJN ADVISORS, LLP

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

ANDERSEN

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/2004

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2004

Current Firm

ANDERSEN

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ANDERSEN

TRUST BUT VERIFY

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