James B. Stovell

STOVELL AI SYSTEMS

San Francisco, CA 94118

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CRD#: 4738739

Professional summary

James Buckner Stovell II, who also goes by James Buckner Stovell, is a registered financial advisor currently at STOVELL AI SYSTEMS located in San Francisco, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Buckner Stovell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

James ("Jim") Stovell is the managing member and majority owner of Stovell Research, LLC. Stovell Research Advisors is wholly owned by Stovell Research, LLC. Due to the organizational structure, the amount of time Mr. Stovell devotes to Stovell Research, LLC will be significant as the advisory services provided to the clients of Stovell Research Advisors, LLC leverages the research platform provided and maintained by Stovell Research, LLC, which is overseen by Mr. Stovell.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Buckner Stovell II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2020 - Present

STOVELL AI SYSTEMS

Office #1: 3378 Sacramento Street, San Francisco, CA 94118

RIA

CRD#: 304699

San Francisco, CA

Past

January 9, 2006 - December 31, 2014

FIRST LIGHT ADVISORS LLC

RIA

CRD#: 118265

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/2019

Uniform Investment Adviser Law Examination

Current Firm

STOVELL AI SYSTEMS

CRD#: 304699 / SEC#:

California

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

37 Graham Street Suite 228, San Francisco, CA 94129

Mailing Address

3701 Sacramento Street Number 360, San Francisco, CA 94118

Phone number

(415) 533-4065

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James B. Stovell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Buckner Stovell II's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOVELL AI SYSTEMS

FIRST LIGHT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/2019

Current Firm

STOVELL AI SYSTEMS

Contact information

Documents

Red Flags

Company Information

STOVELL AI SYSTEMS

TRUST BUT VERIFY

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