ND
Nickie T. Dally
BLUEPRINT INVESTMENTS AND TAX PLANNING
Elk Grove, CA 95624
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CRD#: 4738406
ND
Professional summary
Nickie Todd Dally, who also goes by Nick Dally, is a registered financial advisor currently at BLUEPRINT INVESTMENTS AND TAX PLANNING located in Elk Grove, California and HANSEN & ASSOCIATES FINANCIAL GROUP INC. located in Elk Grove, California.
Nickie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Nickie has worked at 8 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nick Dally
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HAVE A CALIFORNIA REAL ESTATE LICENSE START 1988
CURRENTLY INACTIVE AGENT NON-INVESTMENT RELATED
CURRENTLY ( 0 ) HOURS DEDICATED TO REAL ESTATE
PACIFIC CREST FINANCIAL & INSURANCE SERVICES (OWNER)
CALIFORNIA INSURANCE LICENSE - INVESTMENT RELATED START DATE 08/1996
9381 E. STOCKTON BLVD, SUITE 200, ELK GROVE, CA 95758
NATURE OF BUSINESS: SELL HEALTH INSURANCE, LIFE INSURANCE, ANNUITIES, LTC
INDEPENDENT INSURANCE GENERAL AGENT - SELF EMPLOYED
8AM - 6PM M-F (200 HOURS PER MONTH INCLUDING DURING TRADING HOURS)
NATIONAL GOLD CONSULTANTS
INVESTMENT RELATED
3616 SCHOOL BLVD, SUITE 140, MONTICELLO, MN 55362
NATURE OF BUSINESS: GOLD & SILVER BROKER
POSITION: CONSULTANT
START DATE: 01/2018
4 HOURS PER MONTH DURING TRADING HOURS
DUTIES: GOLD & SILVER SALES/MARKETING
BluePrint Investments and Tax Planning, Investment-related, 15 St Andrews Road, #10, Valley Springs, CA, Investment Adviser, Investment Adviser Representative (IAR), 09/2019, 40 hours per month, 20 hours during securities trading hours, duties are client account service and investment management as an IAR.
CRS (Client Relationship Summary) - RIA
Click below to view Nickie Todd Dally's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2019 - Present
BLUEPRINT INVESTMENTS AND TAX PLANNING
Office #1: 9381 E Stockton Blvd., Elk Grove, CA 95624RIA
CRD#: 291591
Elk Grove, CA
Current
March 10, 2021 - Present
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
Office #1: 9381 E. Stockton Blvd, Elk Grove, CA 95624RIA
CRD#: 168363
Elk Grove, CA
Past
January 22, 2021 - January 6, 2022
CADGER TAX AND FINANCIAL INC
RIA
CRD#: 312033
Elk Grove, CA
Past
January 5, 2019 - October 5, 2019
BLUEPRINT WEALTH PARTNERS, LLC
RIA
CRD#: 168921
Elk Grove, CA
Past
May 27, 2014 - January 18, 2019
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
ELK GROVE, CA
Past
June 27, 2013 - September 16, 2014
COPPELL ADVISORY SOLUTIONS LLC
RIA
CRD#: 156549
SANTA CLARITA, CA
Past
April 19, 2010 - April 18, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
OXNARD, CA
Past
January 12, 2009 - July 22, 2009
ENVISION INVESTMENT ADVISORS, LLC
RIA
CRD#: 143667
SANTA CLARITA, CA
Past
July 10, 2008 - December 31, 2008
ENVISION INVESTMENT ADVISORS, LLC
RIA
CRD#: 143667
SANTA CLARITA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)California
Registered Investment Advisory firm - (12/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/23/2019)
Current Firm
H&
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
DARLING FINANCIAL GROUP, LLC | WHITEROCK CAPITAL MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363 / SEC#: 801-122580
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)California
Registered Investment Advisory firm - (12/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2271 Lava Ridge Court Suite 195, Roseville, CA 94661
Mailing Address
Phone number
(916) 706-1234
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,165 |
| AUM (Assets Under Management) | $ 229,760,228 |
Red Flags
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Company Information
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
CRD#: 168363Elk Grove, CA 95624TRUST BUT VERIFY
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