Robert J. Aman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Joseph Aman, who also goes by Bob Aman, Bobby Aman, Robert Aman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2020 - June 9, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
June 1, 2020 - June 9, 2021
ALLSTATE FINANCIAL SERVICES, LLC
February 2, 2017 - December 5, 2019
EMPOWER ADVISORY GROUP, LLC
January 25, 2017 - December 10, 2019
EMPOWER FINANCIAL SERVICES, INC.
September 22, 2006 - December 31, 2016
VOYA FINANCIAL ADVISORS, INC.
February 27, 2006 - December 31, 2016
VOYA FINANCIAL ADVISORS, INC.
March 16, 2004 - March 1, 2006
METROPOLITAN LIFE INSURANCE COMPANY
March 16, 2004 - March 1, 2006
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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