GL
Gaurav C. Lall
VCP FINANCIAL LLC
Staten Island, NY 10314
Some features on this profile are disabled
CRD#: 4738175
GL
Professional summary
Gaurav Chand Lall, who also goes by Gary Lall, Gaurav Lall, is a registered financial advisor currently at VCP FINANCIAL LLC located in Staten Island, New York.
Gaurav is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Gaurav has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary Lall | Gaurav Lall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE 143, LLC | INVESTMENT-RELATED BUSINESS | 2535 VICTORY BLVD. STATEN ISLAND, NY 10314 |LIFE AND HEALTH INSURANCE |POSITION & TITLE: CO-FOUNDER/MANAGING PARTNER | START DATE: 05/2011 | DEVOTE APPROX. 10 HOURS | NO TIME DEVOTED DURING TRADING HOURS| DUTIES: LIFE AND HEALTH INSURANCE SALES. VESSEL CAPITAL MANAGEMENT, LLC, VESSEL CAPITAL PARTNERS, LLC (THE FUNDS) & VESSEL CAPITAL ADVISORS | INVESTMENT- RELATED BUSINESS | 2535 VICTORY BLVD., STATEN ISLAND, NY 10314 | PRIVATE FUNDS & PRIVATE FUNDS ADVISORY | POSITION &TITLE: CO-FOUNDER-MANAGING PARTNER | START DATE: 03/2020 | DEVOTE APPROX. 70 HOURS PER MONTH | 65 DURING TRADING HOURS | DUTIES: CO-FOUNDER-MANAGING PARTNER, CLIENT PORTFOLIO MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Gaurav Chand Lall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2014 - Present
VCP FINANCIAL LLC
Office #1: 2535 Victory Boulevard, Staten Island, NY 10314RIA
CRD#: 167901
Staten Island, NY
Past
April 23, 2012 - June 10, 2014
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
NEW YORK, NY
Past
February 17, 2012 - December 31, 2017
STONEX SECURITIES INC.
BD
CRD#: 18456
NEW YORK, NY
Past
January 3, 2012 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
RIA
CRD#: 46035
NEW YORK, NY
Past
November 17, 2010 - December 31, 2011
SYNERGY INVESTMENT GROUP, LLC
RIA
CRD#: 46035
NEW YORK, NY
Past
December 24, 2009 - March 7, 2012
SYNERGY INVESTMENT GROUP, LLC
BD
CRD#: 46035
NEW YORK, NY
Past
November 16, 2006 - December 23, 2009
REUVEN ENTERPRISES SECURITIES DIVISION, LLC
BD
CRD#: 140910
NEW YORK, NY
Past
December 11, 2003 - November 20, 2006
KOVACK SECURITIES INC.
BD
CRD#: 44848
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VCP FINANCIAL LLC
LPS FINANCIAL LLC | VCP FINANCIAL LLC
CRD#: 167901 / SEC#: 801-112255
RIA
Registered Investment Advisory firm - (1/5/2018 Approved)California
Registered Investment Advisory firm - (2/4/2018 Terminated)Louisiana
Registered Investment Advisory firm - (1/5/2018 Terminated)New Jersey
Registered Investment Advisory firm - (8/23/2018 Terminated)New York
Registered Investment Advisory firm - (1/5/2018 Terminated)Texas
Registered Investment Advisory firm - (1/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/18/2017)
IAR
Connecticut(4/4/2025)
IAR
Florida(7/26/2023)
IAR
Georgia(7/26/2023)
IAR
Illinois(5/3/2023)
IAR
Indiana(6/19/2025)
IAR
Iowa(7/23/2025)
IAR
Kansas(4/26/2023)
IAR
Louisiana(12/9/2024)
IAR
Maryland(4/3/2025)
IAR
Massachusetts(6/5/2025)
IAR
Michigan(4/28/2023)
IAR
Minnesota(11/2/2023)
IAR
Nebraska(4/26/2023)
IAR
New Jersey(5/1/2023)
IAR
New York(9/4/2021)
IAR
North Carolina(4/7/2025)
IAR
Ohio(5/1/2023)
IAR
Pennsylvania(4/4/2025)
IAR
South Carolina(4/8/2025)
IAR
Texas(4/26/2023)
IAR
Utah(4/3/2025)
IAR
Virginia(5/30/2025)
IAR
Washington(4/26/2023)
IAR
Wisconsin(11/2/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VF
VCP FINANCIAL LLC
LPS FINANCIAL LLC | VCP FINANCIAL LLC
CRD#: 167901 / SEC#: 801-112255
RIA
Registered Investment Advisory firm - (1/5/2018 Approved)California
Registered Investment Advisory firm - (2/4/2018 Terminated)Louisiana
Registered Investment Advisory firm - (1/5/2018 Terminated)New Jersey
Registered Investment Advisory firm - (8/23/2018 Terminated)New York
Registered Investment Advisory firm - (1/5/2018 Terminated)Texas
Registered Investment Advisory firm - (1/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2535 Victory Boulevard, Staten Island, NY 10314
Mailing Address
Phone number
(212) 328-7876
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (27 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 437 |
| AUM (Assets Under Management) | $ 115,750,896 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
