Jason G. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Gene Johnson, who also goes by Jason G Johnson, Jason Johnson, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2003. Jason had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2019 - March 31, 2021
J. ALDEN ASSOCIATES, INC.
February 26, 2019 - October 1, 2019
WEALTHFORGE SECURITIES, LLC
March 6, 2014 - October 16, 2018
J.P. MORGAN SECURITIES LLC
March 5, 2014 - October 16, 2018
J.P. MORGAN SECURITIES LLC
March 17, 2010 - February 28, 2014
U.S. BANCORP INVESTMENTS, INC.
March 16, 2010 - February 28, 2014
U.S. BANCORP INVESTMENTS, INC.
October 14, 2005 - March 9, 2010
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - March 9, 2010
CHASE INVESTMENT SERVICES CORP.
December 19, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. ALDEN ASSOCIATES, INC.
CRD#: 40002 / SEC#: , 8-48938
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALFO, LEE ALBERT | CEO, PRINCIPAL, RESEARCH PRINCIPAL | 4782334 |
| CASTLE CREEK LAUNCHPAD FUND I, LP | SHAREHOLDER | |
| SMITH, KENNETH RICHARD | PRINCIPAL, CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL, AMLCO | 2300203 |
| ENGELBACH, PETER ALDEN | PRESIDENT, PRINCIPAL, OPTIONS PRINCIPAL | 201177 |
| KINZER, CAROL ANN | FINOP | 4519471 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
