Jeffrey C. Schultz

SAGE WEALTH ADVISORY

Willmar, MN

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CRD#: 4738059

Professional summary

Jeffrey Chris Schultz is a registered financial advisor currently at SAGE WEALTH ADVISORY located in Willmar, Minnesota.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeffrey has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Chris Schultz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2023 - Present

SAGE WEALTH ADVISORY

RIA

CRD#: 325286

Willmar, MN

Past

July 26, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 26, 2004 - January 29, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WILLMAR, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/1/2023)

IAR

Texas
(6/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/2/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/23/2004

General Securities Representative Examination

Current Firm

SAGE WEALTH ADVISORY

SAGE WEALTH ADVISORY | SAGE WEALTH ADVISORY, LLC

CRD#: 325286 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/1/2023 Approved)

Texas

Registered Investment Advisory firm - (6/7/2023 Conditional Restricted)

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Contact information

Main Address

Willmar, MN

Mailing Address

Phone number

(320) 761-2214

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 86,069,804

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey C. Schultz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Chris Schultz's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE WEALTH ADVISORY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2023

Series 66

Date: 9/2/2004

Series 7

Date: 7/23/2004

Current Firm

SAGE WEALTH ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAGE WEALTH ADVISORY

TRUST BUT VERIFY

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