Kathy J. Mutryn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathy Joell Mutryn, who also goes by Kathy Joe'll Blum, Kathy Joell Blum, Kathy Blum, was a registered financial professional .
Kathy is a previously registered financial professional and started their career in finance in 2005. Kathy had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2006 - June 15, 2012
W.J. BLUM & SONS, LLC
April 21, 2005 - August 26, 2005
LEERINK PARTNERS LLC
February 7, 2005 - March 2, 2005
THOMAS WEISEL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
W.J. BLUM & SONS, LLC
CRD#: 32970 / SEC#: , 8-18966
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUM, WILLIAM JOHN | MANAGING MEMBER, CO-CCO | |
| CASEY, PATRICK MICHAEL | CO - CCO | 2097151 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
