Guy P. Wyser-pratte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Patrick Wyser-pratte, who also goes by Guy Patrick Wyserpratte, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1971. Guy had worked at 6 firms and has passed the SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1991 - April 2, 2019
WYSER-PRATTE & CO., INC.
February 13, 1991 - April 30, 1991
DEPAOLIS & CO.
September 16, 1977 - December 31, 1990
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
June 9, 1971 - February 27, 1976
BACHE & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/3/1971
Registered Representative ExaminationSeries 00
Date: 2/26/1973
General Securities Principal ExaminationCurrent Firm
WYSER-PRATTE & CO., INC.
CRD#: 28056 / SEC#: , 8-43418
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
