Guy Patrick Wyser-pratte
Professional Summary
Guy Patrick Wyser-pratte, who also goes by Guy Patrick Wyserpratte, was a registered financial advisor. Guy was a previously registered financial professional and started their career in finance 1971 - 2019. Guy had worked at 6 firms and has passed the SIE, Series 1 and Series 00 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Guy Patrick Wyserpratte
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
55 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
WYSER-PRATTE & CO., INC.
Contact Information
Main Address
100 S. Bedford Road, Suite 312, Mt. Kisco, NY 10549Mailing Address
100 S. Bedford Road, Suite 312, Mt. Kisco, NY 10549Phone Number
(843) 819-1792Established
New York since 01/02/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1971Series 00 — General Securities Principal Examination
Passed Feb 1973Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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