Kristine E. Sullivan
Professional summary
Kristine Elizabeth Sullivan is a registered financial professional currently at IFP SECURITIES, LLC located in Watertown, New York.
Kristine is registered as a RR (Registered Representative) and started their career in finance in 2004. Kristine has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristine Elizabeth Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2021 - Present
IFP SECURITIES, LLC
Office #1: 146 Arsenal Street Suite 11, Watertown, NY 13601January 18, 2006 - July 20, 2021
KEY INVESTMENT SERVICES LLC
January 21, 2004 - January 18, 2006
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2021)
(9/15/2023)
Exams
FINRA
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
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